Legal & Regulatory

Amend the DTC Corporate Actions Distributions Service Guide

Add Paperless Replacements and Producer Authorization Service Offerings to I&RS and Make Certain Clarification Changes in the Rules Federal Release
(Release No. 34-100507; File No. SR-NSCC-2024-005)
July 11, 2024

Amend the Guide to the DTC Fee Schedule Federal Release
(Release No. 34-100532; File No. SR-DTC-2024-005)
July 15, 2024

Modify the GSD Rules Relating to the Adoption of a Trade Submission Requirement

Decommission the DTCC Limit Monitoring Risk Management Tool Federal Release
(Release No. 34-100486; File No. SR-NSCC-2024-004)
July 10, 2024

Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF Federal Release
(Release No. 34-100402; File No. SR-FICC-2024-008)
June 21, 2024

DDR Rule Certification in connection with amendments to DDR Rulebook

Update the Deposits Service Guide and the Operational Arrangements Federal Release
(Release No. 34-99911; File No. SR-DTC-2024-004)
April 5, 2024

Amend the DTC Corporate Actions Distributions Service Guide and the DTC Settlement Service Guide Federal Release
(Release No. 34-99843; File No. SR-DTC-2024-002)
March 22, 2024

Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Address the Conditions of Note H to Rule 15c3-3a